Silicon Investor (SI) -- The First Internet Community

STOCKTALK

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor. We ask that you disable ad blocking while on Silicon Investor in the best interests of our community. If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.

Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony, -- Ignore unavailable to you. Want to Upgrade?

To: Anthony@Pacific who wrote (68247)	3/12/2001 10:19:35 AM
From: crozum	Read Replies (1) \| Respond to of 122087

are we talkin about execution with a contra broker or with your customer ?? I think we are talkin about two difft things >>> if you are a market maker in ABCD in a house trading account, why would you charge yourself a markup in a transaction you do with another member?...i am talking about transactions between members and customers. when a member deals with a customer, the member is allowed to charge a markup and act as riskless principal (which is, to regulators, virtually the same as an agency trade) as long as it is disclosed on the confirm. ill check the nasd manual to find the ruling. chris