Faber (Chm) buys 100 shares, but sells 10,000 in S-8 just filed (below).
Johnson (Pres) sells 75,000 as well:
COMPANY: Matrixx Initiatives Inc
FORM: S-8 POS
PAGES: 75
LANG: English
SIC: 2834
Type MTXX US <Equity> CF <GO> to view company filings.
-0- (EDG) Oct/30/2002 17:26 GMT
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SELLING SHAREHOLDERS
This prospectus relates to possible sales from time to time by officers,
directors and principal shareholders of the Company of shares of our common
stock that they have acquired or will acquire through the exercise of options
granted under the Plan. The names of these selling shareholders who may be
selling such shares and the number of shares that are issuable to them upon
exercise of such options are listed below under Table I. The total number of
shares beneficially owned by each such selling shareholder as of October 30,
2002, and the percentage of all outstanding shares of our common stock that such
shares represent are set forth below in Table II.
TABLE I
NAME OF TOTAL NUMBER EXERCISE
SELLING SHAREHOLDER OF OPTIONS ISSUED PRICE ($)
------------------- ----------------- ---------
William C. Egan 10,000(1) 7.75
Edward E. Faber 10,000 9.00
William J. Hemelt 24,000 11.75
William J. Hemelt 9,000 13.3125
Carl J. Johnson 75,000(2) 7.83
William A. Yuan 5,000 13.3125
Michael A. Zeher 10,000 16.125
NOTES:
(1) Includes 2,500 unvested options to purchase common stock which will vest in
August 2003.
(2) Includes 50,000 unvested options to purchase common stock, 25,000 of which
will vest in July 2003 and 25,000 of which will vest in July 2004.
NUMBER OF SHARES PERCENTAGE OF
NAME OF BENEFICIALLY OWNED BEFORE OUTSTANDING
SELLING GIVING EFFECT TO ANY SALE COMMON STOCK
SHAREHOLDER UNDER THIS PROSPECTUS OWNED
----------- --------------------- -----
William C. Egan 12,500(1) *
Edward E. Faber 25,500(2) *
William J. Hemelt 53,100(3) *
Carl J. Johnson 26,000(4) *
Edward J. Walsh 15,000(5) *
William A. Yuan 10,071(6) *
Michael A. Zeher 16,500(7) *
NOTES:
* Less than 1%.
(1) Includes options to purchase 7,500 shares at $7.75 per share and 5,000
shares at $7.20 per share.
(2) Includes options to purchase 10,000 shares at $14.3125 per share, 10,000
shares at $9.00 per share and 5,000 shares at $7.20 per share.
(3) Includes options to purchase 24,000 shares at $11.75 per share and 9,000
shares at $13.3125 per share.
(4) Includes options to purchase 25,000 shares at $7.83 per share.
(5) Includes options to purchase 10,000 shares at $14.3125 per share and 5,000
shares at $7.20 per share.
(6) Includes options to purchase 5,000 shares at $13.3125 per share and 5,000
shares at $7.20 per share.
(7) Includes options to purchase 10,000 shares at $16.125 per share and 5,000
shares at $7.20 per share.
The address of each selling shareholder is care of the Company at 2375 East
Camelback Road, Suite 500, Phoenix, Arizona 85016.
All shares listed above for sale represent shares issued or issuable upon
exercise of options under the Plan. As of October 30, 2002, 1,550,250 shares
have been issued upon exercise of options granted under the Plan, and 212,000
are issuable upon exercise of options granted under the Plan.
We have determined beneficial ownership in accordance with the SEC's rules.
Beneficial ownership includes voting and/or investment power with respect to the
securities held by the named individuals. Shares of our common stock subject to
options that are currently exercisable or that are exercisable within 60 days
after October 30, 2002 are deemed to be outstanding for purposes of computing
the percentage beneficially owned by the person holding the options, but are not
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