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Microcap & Penny Stocks : TGL WHAAAAAAAT! Alerts, thoughts, discussion. -- Ignore unavailable to you. Want to Upgrade?

To: peter michaelson who wrote (118912)	9/8/2003 7:03:25 AM
From: Arcane Lore	Read Replies (1) \| Respond to of 150070

Another quote directly from the SEC (bold face added by me): ...G. Extending the Short Sale Rule to Non-Exchange Listed Securities Current short sale regulations cover securities that are either listed on an exchange or traded in the Nasdaq NMS. As a result, they cover securities that are generally characterized by high trading liquidity. In addition, these markets have a relatively high degree of transparency. Securities traded in the OTC markets (e.g., Nasdaq Small Cap, the NASD's OTCBB, the Pink Sheets) are not subject to short sale restrictions. The staff frequently receives complaints alleging short sale abuses involving securities in the OTC markets. As a corollary to other concepts presented in this release, we seek comment on regulating short sales in this market sector. We recognize that Section 10(a) does not grant specific authority to the Commission to regulate short sales of securities not listed on a national exchange. Thus, regulations that extend short sale regulation to new market sectors would have to be adopted under other available statutory authority. Q35. Should we consider extending short sale regulation to cover non-exchange listed securities? Q36. If so, how should the new regulation restrict short sales? Does the current NASD short sale rule provide an applicable model for this purpose? ... sec.gov (The October, 1999 concept release on short sales)

To: peter michaelson who wrote (118912)	9/8/2003 7:21:59 AM
From: Arcane Lore	Respond to of 150070

sec.broaddaylight.com is an interesting and useful site. I'm unsure of the sociological significance, but the first of the most popular Q&A at the bottom of the referenced page is "1) Is the Andrew Carlssin case for real?" sec.broaddaylight.com Those unfamiliar with Carlssin should refer to Message 18783181 for the original article on Carlssin - "'Time traveler' busted for insider trading".

To: peter michaelson who wrote (118912)	9/9/2003 9:29:36 AM
From: Taki	Read Replies (2) \| Respond to of 150070

CGO alert for shorts.B: NYSE Suspends Trading of CGO Common Stock [delayed] B: NYSE Suspends Trading of CGO Common Stock [delayed] Ridgeland, MS, SEP 09, 2003 (EventX/Knobias.com via COMTEX) -- Atlas Air Worldwide Holdings, Inc. (NYSE: CGO) announced that the New York Stock Exchange has suspended trading in the company's common stock, effective immediately. The NYSE's decision was based on several factors, including the company's previously announced delay in completing Securities and Exchange Commission filing requirements. Press Release GET KNOBIAS IN REAL-TIME: Delivery of this proprietary Knobias alert has been delayed by at least 10 minutes. To get all Knobias alerts in real-time daily, visit knobias.com ABOUT KNOBIAS: Knobias is a premier financial information provider of trading and investing data covering all U.S. equities for investors and security professionals. Knobias is best described by its three major components: Real-time desktop applications providing quotes, charts, level 2, analysis etc.; Knobias RAiDAR providing thousands of real-time news stories, alerts and documents daily; Knobias fundamentals providing a comprehensive database of fundamental research information. CONTACT: Knobias.com, LLC 601-978-3399 601-978-3675 info@knobias.com www.knobias.com/cmtx Copyright 2003 Knobias.com, LLC, All rights reserved. -0- SUBJECT CODE: Market Listings KNO-Zone * end of story *