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Technology Stocks : Research Frontiers (REFR) -- Ignore unavailable to you. Want to Upgrade?


To: StockDung who wrote (8222)1/5/2014 12:28:52 PM
From: N. Dixon  Read Replies (1) | Respond to of 50166
 
He wrote the truth. You're criminals.

ND

P. S. Wu Tang says "hello"



and while you're attacking....don't forget to show the people where I taught school




To: StockDung who wrote (8222)1/5/2014 12:43:54 PM
From: ravenseye  Read Replies (2) | Respond to of 50166
 
looky here ====> REFR mention
Message 21797794

Strategies & Market Trends : US vs Amr Elgindy - Trial Transcripts -- Ignore is Off
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To: Jeffrey S. Mitchell who wrote (40)10/16/2005 3:46:41 PM
From: afrayem onigwecher of 91
Cleveland also testified that although he received information from Mr. Royer on CATH, CWON, INIV, MDPA, TTRE, NAPH and REFR, he did not provide any of the information to Mr. Elgindy, and none was disseminated on the site. (See GX-JL-1.) Mr. Elgindy did not make any illegal trades in these stocks and any alleged insider trading in these stocks by others was not foreseeable to Mr. Elgindy. Mr. Elgindy therefore cannot be held responsible for any profits from any trading in those stocks. See Fruchter, 411 F.3d at 384 (noting the proper exclusion of profit from conduct of which the defendant was not aware); Hurley, 63 F.3d at 22. Yet again, the government claims that Mr. Elgindy should be required to forfeit his own and everyone else’s trading profits on these stocks.




To: StockDung who wrote (8222)1/5/2014 12:59:53 PM
From: ravenseye1 Recommendation

Recommended By
N. Dixon

  Respond to of 50166
 
Regulatory sanctions[edit]

In November 2000, the NASD (now FINRA) sanctioned Asensio & Company Inc. and Manuel Asensio, for Short Selling, Trade Reporting, and Internet Advertising Violations.[5]

In July 2006, the National Adjudicatory Council of the NASD upheld a hearing panel's ruling[6] that barred Asensio "from association with any NASD member in any capacity" and fined him $20,000. The NASD barred Asensio and his firm for failing to respond to requests for information. It found that Asensio made statements in research reports that criticized PolyMedica Corp. that were "misleading," by stating incorrectly that he was shorting the company when he was not, and by making similar disclosure rule violations.[7][8] Asensio denied wrongdoing.[8] All appeals were denied.

In August 2007, Asensio Brokerage Services, Inc. nka Integral Securities, Inc. was expelled by FINRA for failure to pay fines and/or costs.[9]
en.wikipedia.org
lma(zz)o is that exposed enough? hurry, get your yellow journalist cohort to do a wikipedia edit!