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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?


To: tonto who wrote (37570)1/21/1998 8:48:00 AM
From: tonto  Read Replies (2) | Respond to of 55532
 
Market Maker:

COMMISSION SUSTAINS NASD ACTION AGAINST JOHN FIERO

The Commission has sustained disciplinary action taken by the NASD against John J. Fiero of Jersey City, New Jersey. Fiero is
president and sole owner of Fiero Brothers, Inc., an NASD member
firm. The NASD censured Fiero, fined him $20,000, and suspended him
for six months.

The Commission found that Fiero improperly refused to be interviewed in an NASD investigation unless he was allowed to obtain a copy of his transcript as soon as it was available. The Commission noted that NASD members and their associated persons had previously been warned that they could not impose conditions on their obligation to supply the NASD with requested information. In sustaining the
sanctions assessed by the NASD, the Commission stated that "Fiero's
obstructionist tactics threatened the public by impeding the NASD in
carrying out its regulatory mandate to protect public investors."
(Rel. 34-39544; File No. 3-9274)


Was Fiero at one time an RMIL market maker?

Could he be/have been a naked short?



To: tonto who wrote (37570)1/21/1998 9:24:00 AM
From: Pugs  Read Replies (3) | Respond to of 55532
 
Shareholders are updated, our EMail thread consists of a majority of RMIL longs, we are also in touch with many who are not participating in our thread. The co. verified the number of shareholders, certs are documented in chronological and numerical order, cert #'s and dates, anybody who does not provide this data is thrown off the list.
As far as your information, you demonstrate you are on a 'misimformation' campaign, or have no ability to gather information, another reason we have chosen to go underground. The merger & money will be completed by the end of the month, as per the deadline of the extension from the 8K, the bottling facililties will be completed in 8wks, not 4 months to meet the demand for $30MM in backorders, look for a couple extra surprises the co. has up its' sleeve!
And, if democracy implies anything, it implies 'choice'....when will the co. start trading? <lol>
So , Mr. Pauley, unlike you who 'claimed' you were buying the entire float at GIFS...WE ARE!! AND THEN SOME!!! DOCUMENTED!!!, when trading starts hold on to your hat, you'll never know what hit ya'!!
WORKING IN THE SHADOWS
WORKING IN SILENCE
RMIL SOLIDARITY AGAINST ALL ODDS!!!
Pugs