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Gold/Mining/Energy : Global Platinum & Gold (GPGI) -- Ignore unavailable to you. Want to Upgrade?

To: Bob Walsh who wrote (5035)2/9/1998 12:12:00 PM
From: Jeff Williams  Read Replies (1) | Respond to of 14226
 
Bob: In regard to the "designated securities" question: I believe
you are correct in your answer. Also, I think it means the company
has to become "fully reporting," meaning audited quarterly/annual
financials filed with the SEC. Once a company comes off the d.s.
list, then, as I understand it, brokers may recommend it to their
clients. As it stands now, brokers can only sell it to customers who
request the stock.

I hope this helps.

Regards,

Jeff



To: Bob Walsh who wrote (5035)2/9/1998 12:51:00 PM
From: Scott Wheeler  Read Replies (1) | Respond to of 14226
 
I think the object is not to BECOME a designated security --rather it is to NO LONGER BE on the d.s. list....sw [any professionals want to elucidate on this?]...sw


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