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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?

To: Arcane Lore who wrote (46317)4/28/1998 11:43:00 PM
From: (Bob) Zumbrunnen  Read Replies (2) | Respond to of 55532
 
Glen Vittor (Registered Principal, Boca Raton, Florida)

and, from exchange2000.com

Glen T. Vittor, 36, formerly President of
Sovereign Equity Management Corp., a registered broker-
dealer

Same guy?



To: Arcane Lore who wrote (46317)4/29/1998 10:45:00 AM
From: Mark_H  Respond to of 55532
 
The BW article you mentioned is from the Dec 16, 1996 issue of BW. I still have a copy of that article and it appears that your memory is very good.

Mark H



To: Arcane Lore who wrote (46317)4/29/1998 11:53:00 AM
From: DJ Byrne  Respond to of 55532
 
Arcane,

Since you appear to doing a lot of research into SEC regulations, have you come across anything in the regs. that regulates how the SEC would deal with MM's that cannot deliver the stock to the GTC to be broken down into smaller name certificates for those shareholders requesting them, when the entity is not trading.
Can anyone answer this question?

thxs
dj


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