SI
SI
discoversearch

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor.  We ask that you disable ad blocking while on Silicon Investor in the best interests of our community.  If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.
Microcap & Penny Stocks : Amazon Natural (AZNT) -- Ignore unavailable to you. Want to Upgrade?


To: Janice Shell who wrote (3746)9/5/1998 11:17:00 AM
From: bmart  Read Replies (2) | Respond to of 26163
 
Ms. Shell,
AZNT has proven with action that it does not tolerate the malicious and illegal acts that have sought to diminish shareholder value and the company's reputation in it's specific market niche.
I make an observation on this issue, not a decree.

Weren't you going to post the judgement you stated that Wellrich won "in court" on "thursday"? You told me it was being "procured", I believe you told me you would have it posted by Friday evening. Mr. Mitchell informed us the "hearing" was Friday and that Wellrich won a judgement. You and Mr. Mitchell seem to have differing accounts of the day, I wonder why?
Since the SEC, nor the NASD, nor AZNT was the source for your diligence, I would assume Wellrich was. Have you seen this?;

September 2, 1998

Securities and Exchange Commission
Washington, D.C. 20549

RE: United States Of America vs. WellRich & Company

Attention: xxxxxxxxx xxxxxxxx
Division of Enforcement

RE: WellRich & Company

Dear xxxxxxxx:

As always it was indeed a great pleasure speaking with you today. Please
find the requested information, I hope this will help you with your
action.

1.xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx

2.xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx

3. WellRich is not a licensed broker/dealer, but may be functioning as
such in violation of Section 15(a)(1) of the Securities Exchange Act of
1934 (the "Exchange Act"). See Polannin, John, Jr., "Finder's Exception
From Federal Broker-Dealer Registration," CATHOLIC UNIVERSITY LAW
REVIEW, Vol. 40, summer 1991, Number 4.

4. xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx

5. WellRich has not or does not have the ability to indemnify any
company, In the event that the company is sued as a result of
Wellrichs's actions. xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx WellRich does
not have adequate financial resources to compensate any company in the
event of a judgment.

6. xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx

7. WellRich receives compensation predicated upon a percentage of the
sales price of the stock that they SOLICIT to people over the phone.xx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx. This establishes that
WellRich is functioning as a broker/dealer. See SIDNEY MARKS, SEC
No-Action Letter, 1977 No-Act LEXIS 2057 (July 7, 1977); JOHN DIMENO,
SEC No-Action Letter, 1978 No-Action. LEXIS 2188 (Oct. 11, 1978); and
RICHARD S. APPEL, SEC No-Action Letter, 1983 No-Act. LEXIS 2035 (Jan.
13, 1983).

8. All of the issues raised by this letter is enough to indite and
convict WellRich of all charges. xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx.

Yours Truly,

xxxxxxxxxx xxxxxxxx ESQ.
Attorney and Counselor At Law
xxxxxx xxxx xxxxxxx
Washington, D.C. xxxxx

cc: State of California Securites And Exchange Commission
State of Califirnia Office Of The Attorney General, Telemarketing
Division.

EFS:rab

I look forward to the authenticated documentation you have procured via Wellrich to support your claim.

Good Day

RB