To: lakers17 who wrote (2994 ) 10/1/1998 5:46:00 PM From: Elio Madama Read Replies (2) | Respond to of 9391
Lakers, please read carefully from the SEC. ====================================================================== "A common type of investigation involves the inquire into market fluctuations in particular stocks which do not appear to result from general market trends or from know developments affecting the issuing company" ====================================================================== AT THE REQUEST OF SEVERAL INVESTORS I WILL WAIT UNTIL TOMORROW NOON TIME BEFORE SENDING MY COMPLAINT. LETS SEE HOW MARKER MAKERS TRY TO MANIPULATE THE PRICE OF THE STOCK TOMORROW. ======================================================================Other types of inquiries relate to manipulating market prices of securities; misappropriating or illegally pledging customers' funds or securities; conducting a securities business while insolvent; broker-dealers buying or selling securities from or to customers at prices not reasonably related to current market prices; and broker-dealers violating their responsibilities to treat customers fairly. A common type of investigation involves the inquiry into market fluctuations in particular stocks which do not appear to result from general market trends or from known developments affecting the issuing company. Why Should I Submit a Complaint to the Division of Enforcement? Possible violations of the federal securities laws come to light through the Division's own inquiries, through referrals from other divisions of the SEC, from outside sources such as the self- regulatory organizations, or by other means, including review of complaints and inquiries from people like you. In fact, inquiries and complaints from the general public are the primary sources of leads for detecting law violations in securities transactions. If you believe that you have been defrauded by a broker-dealer, an investment adviser or any other person or entity (in which a security is involved), we want to know about it, especially if it relates to the Internet. When appropriate, the SEC can seek "disgorgement" as a remedy in certain situations, as, for example, when a scam artist has defrauded investors in a securities-related scheme. An order for disgorgement would mandate that the swindler attempt to return all or part of the money taken from victims. Also, if you believe that any person or entity may have violated or is currently violating any of the federal securities laws, we want to know about it. Our mission is to enforce the securities laws that seek to protect investors and ensure that the securities markets are fair and honest. By telling us about any violations of the federal securities laws occurring over the Internet or anywhere else, your assistance might prevent a future victim from losing his or her life savings. ====================================================================== Elio