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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony, -- Ignore unavailable to you. Want to Upgrade?

To: nihil who wrote (1089)	12/19/1998 12:26:00 PM
From: Alastair McIntosh	Read Replies (1) \| Respond to of 122087

This may be of interest - Internet Guide for Registered Reps. nasdr.com

To: nihil who wrote (1089)	12/19/1998 12:47:00 PM
From: Caroline	Read Replies (1) \| Respond to of 122087

nihil, interesting article, but does not go to the point. yields said Tokyo Mex was giving illegal recommendations. The question has come around to: If one is not* an investment advisor (state- or SEC-regulated), what, if anything, regulates that person's behavior?* What, for example, is the difference between Tokyo Mex and a private citizen expressing an opinion? What, for example, is the difference between Tokyo Mex and an American Express agent suggesting American Express mutual funds? Regards