To: Chatty who wrote (70 ) 3/26/1999 2:10:00 PM From: Q. Read Replies (7) | Respond to of 1827
Greg Chattfield's employment by the notorious penny stock broker Brennan Ross is shown in the following record of employment on file with NASD Regulation, at nasdr.com Note that he was employed at Brennan Ross at the time of the 2/1/91 NASD action against both Brennan Ross and Greg Writer. So this establishes a previous connection between the two, and a previous connection with some securities fraud. Also note that Chattfield had a record of moving from one small brokerage to another, many of them located in Englewood Colorado. Except for the two most recent employers, all his previous employers appear to be defunct, because the NASDR site does not bring up any record for these brokerages. I assume this means that, like Brennan Ross, they were penny stock boiler room operations. Here's Chatfield's record of employment as a broker: File for: Data Current as of: 03/24/1999 CRD# 1687011 JEFFREY MICHAEL CHATFIELD PREVIOUS EMPLOYMENT A ten year employment history is viewable through the Public Disclosure Program. For an individual that is currently registered with a NASD member firm the ten years precedes from the current date. For an individual that is no longer registered with a NASD member firm, the ten years precedes from the end date of the last employment with an NASD member firm. Employing Firm: PRESIDENTIAL BROKERAGE, INC. Firm CRD Number: 28784 Office of Employment Address: SAN DIEGO, California 92121 Start Date: 08/31/1995 End Date: 05/15/1998 Positions Held: Employing Firm: A. G. EDWARDS & SONS, INC. Firm CRD Number: 4 Office of Employment Address: SAN DIEGO, California 92130 Start Date: 09/17/1991 End Date: 08/30/1995 Positions Held: Employing Firm: FLEMMING, ANDERSON, COHEN & LEE, INC. Firm CRD Number: 23121 Office of Employment Address: ENGLEWOOD, Colorado 80112 Start Date: 06/19/1991 End Date: 09/23/1991 Positions Held: Employing Firm: H.K. FREELAND & COMPANY, INC. Firm CRD Number: 23523 Office of Employment Address: LONG BEACH, California 90802 Start Date: 01/30/1991 End Date: 06/01/1991 Positions Held: Employing Firm: SAN MARINO SECURITIES, INC. Firm CRD Number: 18588 Office of Employment Address: SALT LAKE CITY, Utah 84106 Start Date: 09/06/1990 End Date: 01/20/1991 Positions Held: Employing Firm: BRENNAN ROSS SECURITIES, INC. Firm CRD Number: 18363 Office of Employment Address: ENGLEWOOD, Colorado 80111 Start Date: 08/31/1990 End Date: 06/07/1991 Positions Held: Employing Firm: FIRST AMERICA EQUITIES CORP. Firm CRD Number: 7652 Office of Employment Address: DENVER, Colorado 80210 Start Date: 11/30/1989 End Date: 08/31/1990 Positions Held: Representative Employing Firm: DARNALL, KEMNA & CO., INC. Firm CRD Number: 7652 Office of Employment Address: DENVER, Colorado 80222 Start Date: 11/30/1989 End Date: 02/27/1990 Positions Held: Representative Employing Firm: FIRST AMERICA EQUITIES CORP. Firm CRD Number: 21473 Office of Employment Address: DENVER, Colorado 80222 Start Date: 11/20/1989 End Date: 12/22/1989 Positions Held: Employing Firm: BURNETT, GREY & CO., INC. Firm CRD Number: 23430 Office of Employment Address: SAN DIEGO, California 92101 Start Date: 05/09/1989 End Date: 05/30/1989 Positions Held: Employing Firm: CENTURY FINANCIAL Firm CRD Number: Office of Employment Address: DENVER, Colorado Start Date: 04/01/1989 End Date: 05/01/1989 Positions Held: STOCKBROKER Employing Firm: MARSHALL DAVIS, INC. Firm CRD Number: 16278 Office of Employment Address: DENVER, Colorado Start Date: 11/22/1988 End Date: 04/20/1989 Positions Held: STOCKBROKER Employing Firm: MARSHALL DAVIS, INC. Firm CRD Number: 16278 Office of Employment Address: DENVER, Colorado 80237 Start Date: 11/01/1988 End Date: 11/10/1989 Positions Held: Employing Firm: GREENTREE SECURITIES CORP. Firm CRD Number: 7372 Office of Employment Address: NEW YORK, New York Start Date: 01/04/1988 End Date: 11/21/1988 Positions Held: STOCKBROKER Employing Firm: HYDRO SCAPE PRODUCTS Firm CRD Number: Office of Employment Address: ENCINITAS, California Start Date: 08/01/1983 End Date: 01/01/1991 Positions Held: Sales