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Non-Tech : Sungold Gaming International (SGGNF) -- Ignore unavailable to you. Want to Upgrade?


To: Gus Cusimano who wrote (3643)5/4/1999 1:15:00 PM
From: Roger G. Budgell  Read Replies (4) | Respond to of 5164
 
Gus: I was lead to believe that NASD has approved SGGNF.
The next step was for the individual MM to submit form 211 for that individual MM to trade the stock. Each MM who want to trade that particular stock had to complete form 211. Hence , I believe that any MM in any state can trade this stock once NASD approves his individual form 211.

I WAS TOLD THAT THE mm WHO SENT HIS 211 IN TO nasd HAD SCREWED IT UP.ApPARENTLY IT WAS RESUBMITTED FOR APPROVAL. HOW COME THEY CAN'T GET IT RIGHT THE FIRST TIME, OR THE SECOND.

Can someone address the process once again. It seems simple but obviously not, otherwise how do you account for all the screw ups. This if I remember was a 2-3 days process.