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Non-Tech
SEC RULES
An SI Board Since October 1998
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62 15 0
Emcee:  Mr. Jens Tingleff Type:  Unmoderated
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62Selective disclosure.. Investment Bankers - as most people who have looked at Mr. Jens Tingleff-10/5/2002
61The selective disclosure rules changed back in 2000 - Yet Investment Bankers - WMr. Jens Tingleff-10/5/2002
60:-) yeah, and one would think that exactly now is the time where the global inveMr. Jens Tingleff-9/29/2002
59Secret Enronomic Codeshobo-9/29/2002
58Holdings of Analysts Just a Sideshow Commentary. Michael Lewis, the author of `Baldur Fjvlnisson-1/31/2002
57Receivership Defined. A receiver is an independent person appointed by the courtMr. Jens Tingleff-5/12/2001
56An Introduction to The Securities Lawyer's Deskbook law.uc.eduMr. Jens Tingleff-8/12/2000
55One must remember that the SEC was evolved on the sole implicity to weed out, anQUISP_-7/26/2000
54Ok..here we go... John Stark. Kudos to a job that is well needed and well QUISP_-7/26/2000
53 not SEC but description of reverse merger: Message 12306317 for non si members:Mr. Jens Tingleff-12/16/1999
52 I do not think there is any special form for it - A company with a good communiMr. Jens Tingleff-11/16/1999
51 Can anyone confirm what filings, if any, must accompany a switch from the NASD Top Jim-11/16/1999
50 Hello! Does anyone know of a good place to start if he/she were interested in thawkeye-11/12/1999
49 A good educative SEC site link - Thanks to Kevin Walsh sec.govMr. Jens Tingleff-10/10/1999
48 S3 defs S-3: This filing is the most simplified registration form and it may onMr. Jens Tingleff-10/7/1999
47 Mr. Jens Tingleff, Would you or any member of the thread happen to know wheresteve-10/6/1999
46 Thank you, Jens!OpenSea-9/1/1999
45 Not at all - go here: sec.gov Be persistent there - get a contact and keep calMr. Jens Tingleff-9/1/1999
44 How does on make a fraud complaint to the SEC? If it seems that an investment aOpenSea-9/1/1999
43 OTC-BB: Eligibility rule adjustment, and link to phase-in calendar: otcbb.comMr. Jens Tingleff-8/25/1999
42 NDB recently raised my margin requirements on the SAME DAY they called. THEY direbecca-8/19/1999
41 *OT* A good text on Reverse Mergers. • Reverse Merger With a Public Shell • RMr. Jens Tingleff-8/18/1999
40 there are several filings - look for it at thread SEC forms - :-) AriKiA has thMr. Jens Tingleff-8/9/1999
39 does the sec have a filing by officers of the company declaring a specific tradrinv-8/9/1999
38 Thx again Colin - I found more on "Y", and a good site for searching Mr. Jens Tingleff-8/8/1999
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