SEC, NYSE, NASDAQ & Related Regulations

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Pastimes
SEC, NYSE, NASDAQ & Related Regulations

An SI Board Since July 1997

Posts	SubjectMarks	Bans
13	1	0

Emcee: Thomas C. Donald	Type: Unmoderated

Introduction Compact

This is a forum for announcements, questions, explanations, and gripes about regulations and procedures governing the trading of securities, and related subjects such as sources of news and data, SI, or anything else of such general interest to all investors.

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Reply	Message Preview	From	Recs	Posted
13	The only companies that can really do this is OTCBB companies. None reporting	WhipsawMcGraw	-	9/10/1998
12	Roy Del: I certainly don't know. Maybe someone will answer. I'd be i	peter michaelson	-	9/9/1998
11	Does anyone know if you have to report ownership of 5% or more of the OS a non	ROY DEL	-	9/8/1998
10	Caroline! Another early bird! Thank you so much! regine	regine	-	6/26/1998
9	sec.gov sec.gov Enjoy.	Caroline	-	6/26/1998
8	CAN SOMEONE PLEASE POST THE ADDRESS OF SEC. THANK YOU, regine	regine	-	6/26/1998
7	Thanks, Caroline. Having begun doing some research, I think the answer is som	peter michaelson	-	6/22/1998
6	The SEC reporting requirements are not in effect for OTC BB. I thought I had h	Caroline	-	6/22/1998
5	Although this thread appears defunct, I thought I'd ask if anyone knows abo	peter michaelson	-	6/22/1998
4	Here's an interesting article: Message 3285591	Kent C.	-	1/28/1998
3	Some contributors to a thread I'm involved in believe that Oracle is buying	Matt Burton	-	9/20/1997
2	Tom--Thanks for the info John	JohnnyBGood	-	9/2/1997
1	The SEC is proposing important changes to Form 13F rules. Please express your	Thomas C. Donald	-	7/14/1997

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