504 Reg D and Beyond - Going public without an Underwriter

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Microcap & Penny Stocks
504 Reg D and Beyond - Going public without an Underwriter

An SI Board Since June 1998

Posts	SubjectMarks	Bans
50	5	0

Emcee: micky	Type: Unmoderated

Introduction Compact

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Reply	Message Preview	From	Recs	Posted
25	The properly done 540 allows the company to prepare a 15c2-11 for submission to	american dreamer	-	7/2/1998
24	micky, No, the first part I understood. I guess it was the statement: >>	Chloe R	-	7/1/1998
23	A company does not file the 15c-211, a registered BD market maker does, based o	micky	-	7/1/1998
22	Thanks micky and A.D.! I'm still a little confused though. You say that th	Chloe R	-	7/1/1998
21	I agree with you for the most part. To clarify though, normally the individual	american dreamer	-	7/1/1998
20	Welcome! I agree with you absolutely, that while not mutually exclusive, a 504	micky	-	6/30/1998
19	504's and reverse mergers are not mutually exclusive but the don't make	american dreamer	-	6/30/1998
18	Yes, a 504 and reverse merger are not mutually exclusive, a private company can	micky	-	6/30/1998
17	micky, This is developing into a really informative thread. I am confused on o	Chloe R	-	6/27/1998
16	PS, agree that PR is necessary for any BB company - have you any good ones you&	micky	-	6/26/1998
15	Nothing except that it was done at a $1. I dont own the stock and really dont	Clase Azul	-	6/26/1998
14	No - don't "offer" anything - not a BD. So what's the skinny	micky	-	6/26/1998
13	QP, Good, I was brought here by the free trial period a few months back (after	Chloe R	-	6/26/1998
12	No, I used to be able to but now you cant. I became a member, tried to change	Clase Azul	-	6/26/1998
11	You could post without being a member? Have they started a free trial period ag	Chloe R	-	6/26/1998
10	I just became a member and changed my name. I am Jeff K. Anyways, yes I have a	Clase Azul	-	6/25/1998
9	Thanks for the correction -- any opinion or examples about using this approach?	micky	-	6/24/1998
8	Actually it's submitted to the NASD, since its exempt with the SEC. I bel;	Jeff K	-	6/23/1998
7	Speculation of this type could get you in trouble... It is against the law for	micky	-	6/23/1998
6	I am not speaking on behalf of my company, I am simply speculating as creative	Beermeister	-	6/23/1998
5	You are correct that it (504) is an unregistered public offering, for which the	Neurogenesis	-	6/23/1998
4	Well, that is what a 504 is, an unregistered public offering. It is an exempti	Beermeister	-	6/23/1998
3	Well, to begin with, kicking back half the sale price to the company is patentl	Neurogenesis	-	6/23/1998
2	Have been involved with many 504's over the years. Usually the company has	micky	-	6/22/1998
1	Hello. My company started by assisting other companies in going public in the	Beermeister	-	6/20/1998

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