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Non-Tech
SEC Forms

An SI Board Since October 1998

Posts	SubjectMarks	Bans
30	7	0

Emcee: Mr. Jens Tingleff	Type: Unmoderated

Introduction Compact

This subject is started in order to make it easier to find information on SEC Forms and provide interpretated information on Forms content.

After SI have made it available to search within a subject, it should be easy to find good information about forms as this subject grows.

Current link to SEC overview for forms: sec.gov
and further:
sec.gov

Go to reply# or date (mm/dd/yy):

Reply	Message Preview	From	Recs	Posted
30	Jens, Sorry for taking so long to get back. Yes, I was looking for sinister	wily	-	8/21/1999
29	NDB recently raised my margin requirements on the SAME DAY they called. THEY di	rebecca	-	8/19/1999
28	O'neil's personally owned shares 30.500 are added as he control Ataraxi	Mr. Jens Tingleff	-	8/19/1999
27	I'm sorry, I wasn't clear enough in my question. You're right, Ava	wily	-	8/19/1999
26	It is a part of a deal of some kind, and show how the issued shares will be dis	Mr. Jens Tingleff	-	8/19/1999
25	New subject: If this list was intended to show beneficial ownership, would it	wily	-	8/19/1999
24	another alternative to calling the certs is to put your stocks that you don'	MartinF	-	8/18/1999
23	I have been told there is something called a non-hypothecation notification - i	Mr. Jens Tingleff	-	8/18/1999
22	I see you're on duty tonight. Man that was fast. My broker was wrong.	wily	-	8/17/1999
21	Yes - most brokers won't let you short BB stocks. As noted by Ms. Heese in	Arcane Lore	-	8/17/1999
20	I also think it depends on your broker, mine, for example, won't let me use	MartinF	-	8/17/1999
19	<i>Is it legal to short a BB stock?</i> Yes - see #reply-10646750	Arcane Lore	-	8/17/1999
18	Arcane: Is it legal to short a BB stock? Do market makers do it? I've as	wily	-	8/17/1999
17	Message 10511072 You might also want to check out the SEC Rules Forum Martin K	AriKirA	-	8/11/1999
16	<i>Read somewhere that in 1999 or later, OTC Bulletin Boards companies wi	Arcane Lore	-	8/11/1999
15	Read somewhere that in 1999 or later, OTC Bulletin Boards companies will have t	MartinF	-	8/11/1999
14	<i>Thanks to new SEC disclosure requirements that took effect in November	AriKirA	-	11/25/1998
13	Reg S offshore Offerings/Debentures - some opinions in these posts: Message 65	Mr. Jens Tingleff	-	11/25/1998
12	Miscellaneous Filings: 8-K: A report of unscheduled material events or corpor	AriKirA	-	10/31/1998
11	Filings pursuant to the Public Utility Holding Company Act: U-1: Application	AriKirA	-	10/31/1998
10	Filings pursuant to the Trust Indenture Act: 305B2: Initial statement filed p	AriKirA	-	10/31/1998
9	Insider Trading: 3: An initial filing of equity securities filed by every dir	AriKirA	-	10/31/1998
8	Annual Reports: ARS: An annual report to security holders. This is a voluntar	AriKirA	-	10/31/1998
7	Quarterly Reports: 10-Q: A quarterly report which provides a continuing view	AriKirA	-	10/31/1998
6	Proxies and Information Statements: PRE 14A: A preliminary proxy statement pr	AriKirA	-	10/31/1998

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